Sr. FCRM Testers to work on AML testing for a banking client - 54516

Sr. FCRM Testers to work on AML testing for a banking client - 54516

Location: Toronto - Hybrid - in office x2 days a week

Duration: 6 month contract

Degree/Certifications Required: CISA / CISSP considered a strong asset; CAMS and/or CFCS designation preferred,

Years of experience: 6-8 years of experience as an analyst in IT Auditing, IT Controls Assessment, SOX Testing

• Oversee and/or independently perform testing of AML/ATF controls for the technologies which are used by the Global AML FIU, High Risk Investigations, Sanctions Operations, and ABAC teams.

• Research and evaluate methodologies for analyzing risk exposures for assigned engagements.

• Recommend enhancements to policy/guidelines resulting from observations made during testing activities.

• Lead the communication and the reporting process with the multiple stakeholders, including senior management

• Maintain a culture of risk management and control, supporting by effective processes in alignment with risk appetite.

• Interact frequently with management and senior leadership of FCRM lines of businesses and technology stakeholders.

• Lead a team of Supporting Analysts throughout all phases of a testing engagement, including planning, fieldwork, and reporting.

• Undertake and complete a variety of projects and initiatives; may include the integration of cross functional processes within own area of expertise.

• Prepare and present complex reporting, analysis and assessments that will bring about significant improvements to internal processes and activities.

• Work independently as a subject matter expert of the functional area and applicable regulatory requirements (i.e., PCMLTFA), and may coach and educate others.

• Keep current on emerging trends and evolving regulatory requirements to find opportunities and recommend improvement areas to senior management to increase the efficiency and effectiveness of the team.

• Act as a specialized resource to provide subject matter expertise for planning, risk assessment and execution of testing and monitoring activities and related AML technology processes with a high degree of complexity.

MUST HAVE:

1.) 6-8 years of experience with control testing as it relates to AML/ATF technology (SAS, Oracle, Pelican)

2.) General, high-level understanding of AML/ATF requirements (KYC/EDD) or similar regulatory requirements (PCMLTFA)

3.) Familiar with IT application control frameworks (such as ITIL / COBiT) and related IT and business processes and operations

4.) Familiar with data manipulation technologies (SQL, SAS) - Ability to read and understand (but not write) code

NICE TO HAVE

1.) Prior banking/FI experience