Sr. Quality Control Analyst to perform AML investigations in the KYC Onboarding and Periodic Refresh streams within Capital Markets for a Professional Serv

Duration: 6 mo (High Chance of extension)

Location: Remote Toronto 7.5 hr/d

Job ID: RQ01239

Our Professional Services Client is in need of a Sr. Quality Control Analyst to perform AML investigations in the KYC Onboarding and Periodic Refresh streams within Capital Markets.

Must Have:

• 3+ years experience as a QC Analyst in Capital Markets
• 3+ years experience with KYC Onboarding and Periodic Refresh
• 3+ years experience with FINTRAC guidelines
• Proceeds of Crime (money Laundering) and Terrorist Financing Act (PCMLTFLA)
• Financial Action Task Force (FATF)

Nice to Haves:

• CAMS or CFCS certification
• Refinitiv/ Lexus Nexus/ Dow Jones, and Actimize technology
• Experience performing Quality Control on Suspicious Transaction Reports

Key Responsibilities

• Perform a quality check on a broad range of money laundering investigations primarily in the KYC Onboarding and Periodic Refresh stream..
• Evaluate ML/TF risk by conducting quality checks on cases/alerts as part of the controls of client's AML and ATF program.
• Keep abreast of emerging issues, trends, and evolving regulatory requirements and assess potential impacts.
• Evaluate potentially suspicious account activity. Recognize and evaluate accounts and activity and effectively document recommendations regarding account retention and/or regulatory reporting obligations.
• Provide trend analysis of AML/ATF findings and gaps to the Management for review.
• Maintain a culture of risk management and control, supported by effective processes in alignment with risk appetite.
• Manage ambiguity and apply judgment to identify, troubleshoot, and resolve ongoing business and operational issues.
• Assist the QC function with developing/drafting and maintaining written policies, procedures and/or programs/frameworks to minimize compliance breaches and monitor adherence to applicable regulations/requirements.
• Prioritize and manage workload to meet SLA requirements for service and productivity.
• Serve as a subject matter expert in a quality control function and serve as knowledge and process expert to others.
• Effectively work independently with minimal supervision within a team environment to complete a common goal and prioritize daily workload to meet department objectives.