Int. Compliance Analyst to execute testing to provide insights for Operational Risk LOB for a large banking client - 66906-1

Int. Compliance Analyst to execute testing to provide insights for Operational Risk LOB for a large banking client - 66906-1

Duration: 12 months (possibility of extension or conversion)

Location: Downtown Toronto, Hybrid 2-3 days a week in office

Executes testing to provide insights and recommendations on test results, findings, identified issues, re-performance testing, and continuous improvement insights. Executes testing, monitoring and operational activities of various complexity based on assigned portfolio ensuring adherences to established service levels and standards.

Must-Have Skills:

• 4+ years as a Compliance Analyst or in a similar role

• Experience with testing & monitoring of controls

• Banking/Fi exp

Nice To Have Skills:

• Post-secondary degree in related field of study or an equivalent combination of education and experience.

• Risk Management experience

• Understanding of project management & some project management skills; including the abilty to coordinate the efforts of people and resources not under their direct control

Job Responsibilities:

• Provides advice and guidance on control effectiveness, program compliance and issue descriptions.

• Supports the execution of strategic initiatives in collaboration with internal and external stakeholders.

• Analyzes data and information to provide insights and recommendations.

• Supports change management of varying scope and type; tasks typically focused on execution and sustainment activities.

• Performs complex reviews of business artifacts.

• Executes testing and fieldwork that is complex in nature that requires a subject matter expertise.

• Executes identified test programs for a variety of specializations to support effective testing & monitoring of controls within business groups and across the Bank.

• Understands the business/group strategy and develops and maintains knowledge of end to end processes.

• Develops knowledge related to program and/or area of specialty.

• Develops and maintains effective relationships with internal & external business partners/stakeholders to execute work and fulfill service delivery expectations.

• Participates in planning and implementation of operational testing programs and executes within required service level agreements and standards.

• Executes work to ensure timely, accurate, and efficient service delivery.

• Ensures consistent, high quality practices/work and the achievement of business results in alignment with business/group strategies and with productivity goals.

• Analyzes root causes of any errors discovered to provide for effective communication of issues to appropriate parties.

• Creates and maintains adequate testing support documentation such as workpapers, testing reports, etc. to support the results of reviews including the write-up of findings/issues for reporting.

• Provides ongoing support to the continuous improvement process of the business unit.

• Exercises judgment to identify, diagnose, and solve problems within given rules.

• Works independently on a range of complex tasks, which may include unique situations.

• Assist in completion of Regulatory Compliance Risk Assessments

• Assist with drafting of processes internal to the Business Unit Compliance Team.

• Identify opportunities to implement compliance related processes and controls.

• Assist in developing controls monitoring and testing plans, and assist in execution of monitoring & testing plans.

• Assist in developing a regulatory control inventory

• Prepare and provide summary reporting on progress of regulatory review assessment, Risk Assessment execution, and Monitoring & Testing execution to Business Unit Compliance Officers