Description
A career as a Senior Advisor within the Financial Markets Compliance team at National Bank means acting as a regulatory compliance specialist that will develop and implement regulatory compliance programs for Financial Markets Compliance. This job allows you to have a positive impact on our organization through your compliance and risk management skills.
Your role
- Lead in the development, implementation, and evaluation of regulatory compliance programs and processes to ensure that the required supervisory structure in place, addresses regulatory requirements, industry best practices and NBC policies
- Develop and maintain compliance policies and procedures
- Participate in the assessment of the effectiveness of regulatory compliance programs
- Create dashboards and provide Management with a view of the various compliance programs
- Provide guidance and support to the Front, Middle and Back Offices in the implementation of the various regulatory compliance programs
- Assist with the coordination and delivery of required compliance training material
- Participate in regulatory examinations, as well as communications with the internal audit team
- Maintain current knowledge of applicable laws and regulations, keep business and management informed as needed
Your team
The Bank values continuous development and internal mobility. Our personalized training programs, based on learning through action, allow you to master your profession and develop new areas of expertise. Tools such as the Data Academy, language training, the Harvard Learning Center, and coaching and mentoring support are available to you at all times.
National Bank, Financial Markets is a leading Canadian financial services provider helping clients with their capital raising, risk management and advisory requirements. We provide products and services to corporate clients, institutional investors, and government entities. The firm has operations in Toronto, Montreal, Calgary, Vancouver, New York, London, Paris, Dublin, and Hong Kong.
Prerequisites
- Completed University degree in Finance, Accounting, or related field
- 7 years of relevant experience in the securities industry
- Good understanding of Canadian Financial Markets regulations (OSFI, CSA, CIRO)
- Experience in risk and control assessment
- Ability to think strategically and develop an understanding of the needs and styles of the supported business.
- Autonomous and detail-oriented
Your benefits In addition to competitive compensation, upon hiring you’ll be eligible for a wide range of flexible benefits to help promote your wellbeing and that of your family. * Health and wellness program, including many options * Flexible group insurance * Generous pension plan * Employee Share Ownership Plan * Employee and Family Assistance Program * Preferential banking services * Opportunities to get involved in community initiatives * Telemedicine service * Virtual sleep clinic These are a few of the benefits available to you. We have an offer that keeps up with trends as well as your needs and those of your family. Our dynamic work environments and cutting-edge collaboration tools foster a positive employee experience. We actively listen to employees’ ideas. Whether through our surveys or programs, regular feedback and ongoing communication is encouraged. We're putting people first We're a bank on a human scale that stands out for its courage, entrepreneurial culture, and passion for people. Our mission is to have a positive impact on peoples' lives. Our core values of partnership, agility, and empowerment inspire us, and inclusivity is central to our commitments. We offer a barrier-free workplace that is accessible to all employees. We want our recruitment process to be fully accessible. If you require accommodation, feel free to let us know during your first conversations with us. We welcome all candidates! What can you bring to our team? Come live your ambitions with us!
