Audit Manager, FCC Regulatory Issue Validation

What is the Opportunity?

As part of the Internal Audit, Financial Crimes & Anti-Money Laundering Center of Excellence (COE) team, the Audit Manager Financial crimes compliance-FCC Regulatory Issue Validation will provide independent and objective evaluation of the adequacy and effectiveness of the Financial Crimes & Anti-Money Laundering (FC & AML) practices for business lines within Canada, Europe/Asia Pacific, and the Caribbean.

The ideal candidate will support the Internal Audit, Financial Crimes International team by assisting in planning and execution of regulatory issue validation, including preparation of audit planning and testing materials, and executing design and operating effectiveness against milestones, and will be able to work in a dynamically changing environment and act as a trusted advisor to the business.

What will you do?

• Assist with performing regulatory issue validations for Financial Crimes regulatory issues, covering Anti-Money Laundering (AML) or economic sanctions.
• Support Sr Manager for FCC Regulatory Issue Validation and Head of Global FCC Regulatory Issue validation as well as regional audit heads during regulatory issue validation, including through testing of FCC controls and processes, participating in walk throughs with stakeholders, and facilitating communications internally and with audit stakeholders.
• Participate in discussions with and respond to requests from relevant regulatory bodies, including Financial Transactions and Reports Analysis Centre of Canada (FINTRAC) and regional (Caribbean, Europe/UK, APAC) regulators.
• Assist in performance of work outside of validation including assisting with Business As Usual (BAU) FCC audits where needed.
• Work together with the Senior Manager and Director for Internal Audit, Financial Crimes & AML COE to shift the capabilities of team members towards a predictive insight driven organization.

What do you need to succeed?
Must-Have

• Minimum 4-7 years of experience working in a financial institution, preferably in lending
• Knowledge of general AML, sanctions and anti-bribery functions
• Experience leading integrated business audits with technology auditors
• Experience with APAC, Europe/UK, and/or Caribbean AML regulations is a plus

Nice-to-Have

• MBA, accounting designation and/or CFA
• ACAMS certification or studying towards ACAMS certification
• Interest in pursuing a career in Risk Management
• Industry knowledge and experience

What's in it for you?

We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities and achieving success that is mutual.

• A comprehensive Total Rewards Program including bonuses and flexible benefits, and competitive compensation.
• Leaders who support your development through coaching and managing opportunities
• Ability to make a difference and lasting impact
• Flexible work/life balance options

#LI-Hybrid

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Additional Job Details

Note: Applications will be accepted until 11:59 PM on the day prior to the application deadline date above