Governance & Controls, and Compliance Analyst Tester - 81549-1

Governance & Controls, and Compliance Analyst Tester

Start/End Dates: 12/2/2024 - 8/1/2025

Work Location (Tax): 81 Bay 34th Floor

Job Title: Professional - Professional Exception, Governance and Compliance

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Target Start Date: November 25, 2024 // Start is likely to be first week of December

Duration: 8 months (to July 31, 2025)

Remote/Hybrid: 1-2 days onsite // Every Monday and the first Friday of every month. There may be a conference or townhall that happens quarterly and held on a non-scheduled in-office day. The resource may need to be onsite for these events as well

Office Location: 81 Bay 34th Floor

Work Schedule (hours per week, start time): 37.5 Hours/week, 9-5 Monday to Friday // Start and end time can be adjusted but approved by manager first.

Description:

Reporting to the Director, PCB (People, Culture & Brand) Governance & Controls, the Consultant, PCB Governance & Controls will support the business on effective management of operational and business risks within PCB. A key aspect of the role is to execute all key control testing activities for PCB in accordance with the Bank's Control Framework and The Bank Control & Deficiency Management Policy. In addition, the Consultant will have advance knowledge of key controls, control description structure, operational risk taxonomy and understanding of control attributes/metadata. The incumbent will be a collaborative, hands-on consultant in dealing with key partners on risks, key controls, non-key controls and/or deficiencies related to existing Processes, Policies and other Initiatives.

Must Have Requirement:

• Very strong analytical skills ***Note to suppliers - Please list examples in matrix how candidates reviewed controls to improve them

• Minimum 5 years of Key control testing experience (different than IT/UAT testing)

• Support creation and update of key and non-key controls

- control descriptions

-test questions

- control attributes/metadata

• Experience with:

○ Financial Process Controls (FPC/SOX)

○ Operational Process Controls (OPC)

○ Regulatory Compliance Management Controls (RCM)

○ Sustainability testing

• Experience hosting walkthrough meetings with control performers

• Analyze risks, processes, controls and artifacts to assess control design and operating effectiveness

Strong Nice to Haves:

• Work Experience at an accounting firm using FPC/SOX controls